U.S. Code
- Title 1 General Provisions
- Title 2 The Congress
- Title 3 The President
- Title 4 Flag and Seal, Seat Of Government,and the States
- Title 5 Government Organization and Employees
- Appendix to Title 5
- Title 6 Domestic Security
- Title 7 Agriculture
- Title 8 Aliens and Nationality
- Title 9 Arbitration
- Title 10 Armed Forces
- Appendix to Title 10 (Rules of Court of Appeals for the Armed Forces)
- Title 11 Bankruptcy
- Appendix to Title 11
- Title 12 Banks and Banking
- Title 13 Census
- Title 14 Coast Guard
- Title 15 Commerce and Trade
- Title 16 Conservation
- Title 17 Copyrights
- Title 18 Crimes and Criminal Procedure
- Appendix to Title 18
- Title 19 Customs Duties
- Title 20 Education
- Title 21 Food and Drugs
- Title 22 Foreign Relations and Intercourse
- Title 23 Highways
- Title 24 Hospitals and Asylums
- Title 25 Indians
- Title 26 Internal Revenue Code
- Appendix to Title 26
- Title 27 Intoxicating Liquors
- Title 28 Judiciary and Judicial Procedure
- Appendix to Title 28
- Title 29 Labor
- Title 30 Mineral Lands and Mining
- Title 31 Money and Finance
- Title 32 National Guard
- Title 33 Navigation and Navigable Waters
- Title 34 Navy (repealed)
- Title 35 Patents
- Title 36 Patriotic Societies and Observances
- Title 37 Pay and Allowances Of the Uniformed Services
- Title 38 Veterans' Benefits
- Appendix to Title 38 (Rules of Court of Appeals for Veterans Claims()
- Title 39 Postal Service
- Title 40 Public Buildings, Property, and Works
- Title 41 Public Contracts
- Title 42 The Public Health and Welfare
- Title 43 Public Lands
- Title 44 Public Printing and Documents
- Title 45 Railroads
- Title 46 Shipping
- Appendix to Title 46
- Title 47 Telegraphs, Telephones, and Radiotelegraphs
- Title 48 Territories and Insular Possessions
- Title 49 Transportation
- Title 50 War and National Defense
- Appendix to Title 50
CHAPTER 2B—SECURITIES EXCHANGES (§§ 78a—78oo)
- § 78a. Short title
- § 78b. Necessity for regulation
- § 78c. Definitions and application
- § 78c-1. Swap agreements
- § 78d. Securities and Exchange Commission
- § 78d-1. Delegation of functions by Commission
- § 78d-2. Transfer of functions with respect to assignment of personnel to chairman
- § 78d-3. Appearance and practice before the Commission
- § 78e. Transactions on unregistered exchanges
- § 78f. National securities exchanges
- § 78g. Margin requirements
- § 78h. Restrictions on borrowing and lending by members, brokers, and dealers
- § 78i. Manipulation of security prices
- § 78j. Manipulative and deceptive devices
- § 78j-1. Audit requirements
- § 78k. Trading by members of exchanges, brokers, and dealers
- § 78k-1. National market system for securities; securities information processors
- § 78l. Registration requirements for securities
- § 78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title
- § 78m. Periodical and other reports
- § 78n. Proxies
- § 78o. Registration and regulation of brokers and dealers
- § 78o-1. Brokers deemed to be registered
- § 78o-2. Liabilities arising prior to amendment unaffected
- § 78o-3. Registered securities associations
- § 78o-4. Municipal securities
- § 78o-5. Government securities brokers and dealers
- § 78o-6. Securities analysts and research reports
- § 78o-7. Registration of nationally recognized statistical rating organizations
- § 78p. Directors, officers, and principal stockholders
- § 78q. Records and reports
- § 78q-1. National system for clearance and settlement of securities transactions
- § 78q-2. Automated quotation systems for penny stocks
- § 78r. Liability for misleading statements
- § 78s. Registration, responsibilities, and oversight of self-regulatory organizations
- § 78t. Liability of controlling persons and persons who aid and abet violations
- § 78t-1. Liability to contemporaneous traders for insider trading
- § 78u. Investigations and actions
- § 78u-1. Civil penalties for insider trading
- § 78u-2. Civil remedies in administrative proceedings
- § 78u-3. Cease-and-desist proceedings
- § 78u-4. Private securities litigation
- § 78u-5. Application of safe harbor for forward-looking statements
- § 78v. Hearings by Commission
- § 78w. Rules, regulations, and orders; annual reports
- § 78x. Public availability of information
- § 78y. Court review of orders and rules
- § 78z. Unlawful representations
- § 78aa. Jurisdiction of offenses and suits
- § 78aa-1. Special provision relating to statute of limitations on private causes of action
- § 78bb. Effect on existing law
- § 78cc. Validity of contracts
- § 78dd. Foreign securities exchanges
- § 78dd-1. Prohibited foreign trade practices by issuers
- § 78dd-2. Prohibited foreign trade practices by domestic concerns
- § 78dd-3. Prohibited foreign trade practices by persons other than issuers or domestic concerns
- § 78ee. Transaction fees
- § 78ff. Penalties
- § 78gg. Separability
- § 78hh. Effective date
- § 78hh-1. Effective date of certain sections
- § 78ii. Omitted
- § 78jj. Repealed.]
- § 78kk. Authorization of appropriations
- § 78ll. Requirements for the EDGAR system
- § 78mm. General exemptive authority
- § 78nn. Tennessee Valley Authority
- § 78oo. Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
- § 78aaa. Short title
- § 78bbb. Application of Securities Exchange Act of 1934
- § 78ccc. Securities Investor Protection Corporation
- § 78ddd. SIPC Fund
- § 78eee. Protection of customers
- § 78fff. General provisions of a liquidation proceeding
- § 78fff-1. Powers and duties of a trustee
- § 78fff-2. Special provisions of a liquidation proceeding
- § 78fff-3. SIPC advances
- § 78fff-4. Direct payment procedure
- § 78ggg. SEC functions
- § 78hhh. Examining authority functions
- § 78iii. Functions of self-regulatory organizations
- § 78jjj. Prohibited acts
- § 78kkk. Miscellaneous provisions
- § 78lll. Definitions
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