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Title 15 Commerce and Trade
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CHAPTER 2D—INVESTMENT COMPANIES AND ADVISERS (§§ 80a1—80b21)
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SUBCHAPTER I—INVESTMENT COMPANIES (§§ 80a1—80a64)
U.S. Code
Title 1 General Provisions
Title 2 The Congress
Title 3 The President
Title 4 Flag and Seal, Seat Of Government,and the States
Title 5 Government Organization and Employees
Appendix to Title 5
Title 6 Domestic Security
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Title 9 Arbitration
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Appendix to Title 10 (Rules of Court of Appeals for the Armed Forces)
Title 11 Bankruptcy
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Title 15 Commerce and Trade
Title 16 Conservation
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Appendix to Title 18
Title 19 Customs Duties
Title 20 Education
Title 21 Food and Drugs
Title 22 Foreign Relations and Intercourse
Title 23 Highways
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Title 25 Indians
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Appendix to Title 26
Title 27 Intoxicating Liquors
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Appendix to Title 28
Title 29 Labor
Title 30 Mineral Lands and Mining
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Title 33 Navigation and Navigable Waters
Title 34 Navy (repealed)
Title 35 Patents
Title 36 Patriotic Societies and Observances
Title 37 Pay and Allowances Of the Uniformed Services
Title 38 Veterans' Benefits
Appendix to Title 38 (Rules of Court of Appeals for Veterans Claims()
Title 39 Postal Service
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Appendix to Title 46
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Title 48 Territories and Insular Possessions
Title 49 Transportation
Title 50 War and National Defense
Appendix to Title 50
SUBCHAPTER I—INVESTMENT COMPANIES (§§ 80a1—80a64)
§ 80a-1. Findings and declaration of policy
§ 80a-2. Definitions; applicability; rulemaking considerations
§ 80a-3. Definition of investment company
§ 80a-3a. Protection of philanthropy under State law
§ 80a-4. Classification of investment companies
§ 80a-5. Subclassification of management companies
§ 80a-6. Exemptions
§ 80a-7. Transactions by unregistered investment companies
§ 80a-8. Registration of investment companies
§ 80a-9. Ineligibility of certain affiliated persons and underwriters
§ 80a-10. Affiliations or interest of directors, officers, and employees
§ 80a-11. Offers to exchange securities
§ 80a-12. Functions and activities of investment companies
§ 80a-13. Changes in investment policy
§ 80a-14. Size of investment companies
§ 80a-15. Contracts of advisers and underwriters
§ 80a-16. Board of directors
§ 80a-17. Transactions of certain affiliated persons and underwriters
§ 80a-18. Capital structure of investment companies
§ 80a-19. Payments or distributions
§ 80a-20. Proxies; voting trusts; circular ownership
§ 80a-21. Loans by management companies
§ 80a-22. Distribution, redemption, and repurchase of securities; regulations by securities associations
§ 80a-23. Closed-end companies
§ 80a-24. Registration of securities under Securities Act of 1933
§ 80a-25. Reorganization plans; reports by Commission
§ 80a-26. Unit investment trusts
§ 80a-27. Periodic payment plans
§ 80a-28. Face-amount certificate companies
§ 80a-29. Reports and financial statements of investment companies and affiliated persons
§ 80a-30. Accounts and records
§ 80a-31. Accountants and auditors
§ 80a-32. Filing of documents with Commission in civil actions
§ 80a-33. Destruction and falsification of reports and records
§ 80a-34. Unlawful representations and names
§ 80a-35. Breach of fiduciary duty
§ 80a-36. Larceny and embezzlement
§ 80a-37. Rules, regulations, and orders
§ 80a-38. Procedure for issuance of rules and regulations
§ 80a-39. Procedure for issuance of orders
§ 80a-40. Hearings by Commission
§ 80a-41. Enforcement of subchapter
§ 80a-42. Court review of orders
§ 80a-43. Jurisdiction of offenses and suits
§ 80a-44. Disclosure of information filed with Commission; copies
§ 80a-45. Reports by Commission; hiring and leasing authority
§ 80a-46. Validity of contracts
§ 80a-47. Violation of subchapter
§ 80a-48. Penalties
§ 80a-49. Construction with other laws
§ 80a-50. Separability
§ 80a-51. Short title
§ 80a-52. Effective date
§ 80a-53. Election to be regulated as business development company
§ 80a-54. Acquisition of assets by business development companies
§ 80a-55. Qualifications of directors
§ 80a-56. Transactions with certain affiliates
§ 80a-57. Changes in investment policy
§ 80a-58. Incorporation of subchapter provisions
§ 80a-59. Functions and activities of business development companies
§ 80a-60. Capital structure
§ 80a-61. Loans
§ 80a-62. Distribution and repurchase of securities
§ 80a-63. Accounts and records
§ 80a-64. Preventing compliance with subchapter; liability of controlling persons
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